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Gary Hughes

Hughes Wealth Management Incorporated
32 Years of Experience
Hermosa Beach, CA
6 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Gary Hughes is a registered investment advisor at Hughes Wealth Management Incorporated, based in Hermosa Beach, CA, with 32 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 3 clients with $5.7M in assets under management.

Hughes Wealth Management Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
3 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$5.7M

Fee Structure

Minimum Investment:$500K
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $5.0M1.75%
$5M+1.00%

Advisory fee is negotiable depending on individual client circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Hermosa Beach, CA

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2023
Settled
Customer Dispute
July 2020
Denied
Customer Dispute
December 2013
Denied
Customer Dispute
September 2006
Settled
Regulatory
April 2002
Final
Criminal
July 1997
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gary is an independent insurance agent as a sole proprietor since June 2022. This activity requires a few hours per week.

Employment History
Current Registrations
Hughes Wealth Management Incorporated
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Concorde Asset Management, LLC
July 2013 - July 2022 · 9 yrs
Concorde Investment Services, LLCBroker
June 2013 - July 2022 · 9 yrs 1 mo
Arque Capital, LTD.
April 2011 - July 2013 · 2 yrs 3 mos
Arque Capital, LTD.Broker
June 2010 - July 2013 · 3 yrs 1 mo
Arque Capital, LTD.
May 2010 - November 2010 · 6 mos
Questar Capital CorporationBroker
September 2008 - November 2009 · 1 yr 2 mos
Questar Asset Management, INC.
September 2008 - November 2009 · 1 yr 2 mos
Pension Planners Securities, INC.Broker
March 2007 - September 2008 · 1 yr 6 mos
Pension Planners Securities, INC.
March 2007 - September 2008 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2004 - December 2006 · 2 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2004 - December 2006 · 2 yrs 10 mos
Uboc Investment Services, INC.
August 2002 - October 2003 · 1 yr 2 mos
Uboc Investment Services, INC.Broker
February 2002 - October 2003 · 1 yr 8 mos
Metropolitan Life Insurance CompanyBroker
March 1998 - April 1998 · 1 mo
Metlife Securities INC.Broker
March 1998 - April 1998 · 1 mo
Dean Witter Reynolds INC.Broker
November 1996 - June 1997 · 7 mos
Brokers Transaction Services, INC.Broker
January 1996 - October 1996 · 9 mos
United Pacific Securities, INC.Broker
September 1995 - January 1996 · 4 mos
Ba Investment Services, INC.Broker
July 1994 - September 1995 · 1 yr 2 mos
Dean Witter Reynolds INC.Broker
December 1987 - July 1994 · 6 yrs 7 mos
Yaeger Securities, INC.Broker
October 1987 - November 1987 · 1 mo
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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