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Stanley Kiec

39 Years of Experience
Wyomissing, PA
1 DisclosureBroker

Stanley Kiec is a registered investment advisor at Wells Fargo Advisors, based in Wyomissing, PA, with 39 years of industry experience. Stanley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1250 Broadcasting Rd, Wyomissing, PA, 19610

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
Other Business Activities

Stanley serves as power of attorney for his spouse since 2019. This investment-related activity requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
September 2019 - Present · 7 yrs 1 mo
Wells Fargo Clearing Services, LLC
September 2019 - Present · 7 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Morgan Stanley
April 2012 - September 2019 · 7 yrs 5 mos
Morgan StanleyBroker
June 2009 - September 2019 · 10 yrs 3 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1989 - July 1993 · 4 yrs 5 mos
Butcher & Singer INC.Broker
July 1987 - January 1989 · 1 yr 6 mos
State Registrations8 states
AZMAMDNCNJPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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