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Russell Andrews

Tcfg Investment Advisors, LLC
39 Years of Experience
Basalt, CO
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Russell Andrews is a registered investment advisor at Tcfg Investment Advisors, LLC, based in Basalt, CO, with 39 years of industry experience. Russell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,334 clients with $640M in assets under management.

Tcfg Investment Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
2,334 clients
Average Client Portfolio
$274K average
Assets Under Management
$639.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1M+1.00%

Each advisor sets their own independent schedule, up to a maximum of 2.25%. Fees are negotiable based on complexity, assets, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

310 Market Street, First Floor, Basalt, CO, 81621

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Settled
Customer Dispute
September 2006
Settled
Customer Dispute
June 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Russell conducts securities and advisory business under the name Russ Andrews Investment Management and is a RIA/IA Rep for TCFG Investment Advisors, LLC. He is also an agent for TCFG Insurance Solutions, LLC, and spends about 10-20% of his time as Secretary for the CO GOP.

Employment History
Current Registrations
Tcfg Investment Advisors, LLC
January 2020 - Present · 6 yrs 9 mos
Tcfg Wealth Management, LLC
January 2020 - Present · 6 yrs 9 mos
Tcfg Wealth Management, LLCBroker
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
First Financial Equity CorporationBroker
April 2015 - January 2020 · 4 yrs 9 mos
First Financial Equity Corporation
April 2015 - January 2020 · 4 yrs 9 mos
Ameriprise Financial Services, INC.Broker
February 2009 - April 2015 · 6 yrs 2 mos
Ameriprise Financial Services, INC.
January 2009 - April 2015 · 6 yrs 3 mos
RBC Capital Markets Corporation
September 2005 - February 2009 · 3 yrs 5 mos
RBC Capital Markets CorporationBroker
September 2005 - February 2009 · 3 yrs 5 mos
Morgan Stanley
January 1999 - September 2005 · 6 yrs 8 mos
Morgan Stanley Dw INC.Broker
May 1994 - September 2005 · 11 yrs 4 mos
Wheat, First Securities, INC.Broker
January 1991 - May 1994 · 3 yrs 4 mos
Butcher & Singer INC.Broker
January 1990 - January 1991 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1987 - February 1990 · 2 yrs 6 mos
State Registrations11 states
AZCACODEFLGANCNYPATXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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