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JO
CFP
JO
CFP

Joseph O'keefe

Ameriprise Financial Services, LLC
39 Years of Experience
Crown Point, IN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph O'keefe is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Crown Point, IN, with 39 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11480 Broadway, Crown Point, IN, 46307

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph owns commercial real estate and Palmer Holdings LLC, set up for real estate. He is also an independent insurance broker with American General Life Insurance Company (Western National), and a board member, treasurer, and secretary for O'Keefe, dedicating a few hours per week to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 1998 - Present · 27 yrs 10 mos
Ameriprise Financial Services, LLC
May 1989 - Present · 37 yrs 5 mos
Ameriprise Financial Services, LLCBroker
May 1989 - Present · 37 yrs 5 mos
Previous Registrations
Ids Life Insurance CompanyBroker
May 1989 - July 2006 · 17 yrs 2 mos
Pruco Securities CorporationBroker
July 1987 - July 1989 · 2 yrs
State Registrations29 states
ALARAZCACOCTDEFLGAILINKSMIMNMONCNENVNYOHOKPASCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
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