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ChFC
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ChFC

Robert Arthur Engels

38 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & CoachingReal Estate InvestingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,550 clients
Average Client Portfolio
$332K average
Assets Under Management
$514.3M

Fee Structure

Minimum Investment:$100K
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Location

Appleton, WI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert sells non-variable annuities and life insurance as an independent insurance agent, dedicating a few hours per week. He also provides investment advisory services through Sequoia Wealth Management, LLC, spending about half his time on this activity, and owns Kloes Specialty Hardwoods LLC for owning equipment, dedicating minimal time.

Employment History
Current Registrations
Sequoia Wealth Management, LLC
November 2016 - Present · 9 yrs 3 mos
LPL Financial LLCBroker
June 2004 - Present · 21 yrs 8 mos
Previous Registrations
LPL Financial LLC
June 2004 - March 2017 · 12 yrs 9 mos
MML Investors Services, INC.Broker
August 1987 - June 2004 · 16 yrs 10 mos
Massachusetts Mutual Life Insurance CompanyBroker
August 1987 - January 1988 · 5 mos
State Registrations5 states
CAILMNNEWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Robert Arthur Engels - Financial Advisor | TrueAdvisor