LH
LH

Laura Hussey

38 Years of Experience
Ferndale, CA
Broker

Laura Hussey is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Ferndale, CA, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

600 Main Street, Ferndale, CA, 95536

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Laura owns rental property and acts as the property manager. This investment-related activity requires minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
July 2021 - Present · 4 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2021 · 13 yrs 6 mos
Wells Fargo Clearing Services, LLC
January 2008 - July 2021 · 13 yrs 6 mos
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
June 1991 - January 2008 · 16 yrs 7 mos
Lehman Brothers INC.Broker
July 1987 - July 1991 · 4 yrs
State Registrations20 states
AZCACODCHIIDMAMIMONCNMNVNYOKORSDTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laura Hussey - Financial Advisor | TrueAdvisor