Theodore Palfini is a registered investment advisor at Cavalot Capital, based in Redding, CA, with 39 years of industry experience. Theodore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 7 more. Their firm serves 129 clients with $64M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $750K | 0.60% |
| $750K - $1.5M | 0.50% |
| $1.5M - $3.0M | 0.40% |
| $3.0M - $5.0M | 0.30% |
| $5.0M - $10.0M | 0.20% |
| $10.0M - $15.0M | 0.10% |
| $15M+ | 0.05% |
Rates reflect standalone investment management. Integrated wealth management uses a separate schedule starting at 1.35% for the first $750,000.
Fee Estimator
Location
448 Redcliff Dr, Ste 240, Redding, CA, 96002
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 1997Employment History
Current Registrations
Cavalot Capital
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Integrated Resources Equity CorporationBroker
Financial Planners Equity CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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