JW
ChFC
JW
ChFC

Joan White-Mccain

39 Years of Experience
Owings Mills, MD
BrokerSells Insurance

Joan White-Mccain is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Owings Mills, MD, with 39 years of industry experience. Joan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

10451 Mill Run Circle Ste 400, Owings Mills, MD, 21117

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joan is heavily involved in non-variable insurance sales, including life, health, disability, long-term care, and fixed annuities, dedicating a significant amount of her time to these activities. She also owns rental real estate property, taking minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2008 - Present · 18 yrs 5 mos
LPL Financial LLC
May 2008 - Present · 18 yrs 5 mos
Previous Registrations
Jefferson Pilot Securities CorporationBroker
March 2005 - May 2008 · 3 yrs 2 mos
Jefferson Pilot Securities CORP
March 2005 - May 2008 · 3 yrs 2 mos
AXA Advisors, LLC
February 2000 - March 2005 · 5 yrs 1 mo
AXA Advisors, LLCBroker
August 1987 - March 2005 · 17 yrs 7 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1987 - January 2000 · 12 yrs 5 mos
State Registrations12 states
DCFLMDMSNCNJOHPASCVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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