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Michael Velarde

Raymond James & Associates, INC.
38 Years of Experience
El Paso, TX
5 DisclosuresBroker
View SEC Summary
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Michael Velarde is a registered investment advisor at Raymond James & Associates, INC., based in El Paso, TX, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
View Full SEC Brochure

Location

4503 North Mesa, El Paso, TX, 79912

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2012
Settled
Customer Dispute
September 2006
Denied
Customer Dispute
June 2001
Settled
Customer Dispute
March 2001
Settled
Customer Dispute
May 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
July 2021 - Present · 4 yrs 10 mos
Raymond James & Associates, INC.
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
August 2011 - July 2021 · 9 yrs 11 mos
Wells Fargo Clearing Services, LLC
August 2011 - July 2021 · 9 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2005 - August 2011 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2005 - August 2011 · 5 yrs 9 mos
Citigroup Global Markets INC.
July 1993 - October 2005 · 12 yrs 3 mos
Citigroup Global Markets INC.Broker
July 1993 - October 2005 · 12 yrs 3 mos
Lehman Brothers INC.Broker
October 1989 - July 1993 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1987 - October 1989 · 2 yrs 3 mos
State Registrations12 states
AZCACOKSMANMNYOHPATXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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