David Peterson is a registered investment advisor, based in Winston-Salem, NC, with 38 years of industry experience.
Location
110 S Stratford Rd, Fl 5, Winston-Salem, NC, 27104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLC
January 2001 - January 2013 · 12 yrs
Scott & Stringfellow, LLCBroker
May 1999 - January 2013 · 13 yrs 8 mos
Scott & Stringfellow, INC.Broker
May 1996 - May 1999 · 3 yrs
Wheat, First Securities, INC.Broker
September 1987 - May 1996 · 8 yrs 8 mos
State Registrations24 states
ALAZCACOFLGAHIILKYMAMDMENCNJNVNYOHPASCTNTXUTVAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.