JK
ChFC
JK
ChFC

John Keller

38 Years of Experience
St Louis, MO
5 DisclosuresBrokerSells Insurance

John Keller is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in St Louis, MO, with 38 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5700 Oakland Ave, Ste 400, St Louis, MO, 63110

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2011
Settled
Customer Dispute
August 2009
Settled
Customer Dispute
March 2005
Denied
Regulatory
November 2004
Final
Customer Dispute
October 2003
Settled
Other Business ActivitiesSells Insurance

John is involved in several outside business activities, including advisory board positions for Alexander Manufacturing and Big Brothers/Big Sisters, and fixed insurance sales through Co-Op Ins, N Central DI, and RF Brokerage. He also has interests in rental properties and a professional soccer suite.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Daniel & Henry Financial and Insurance Services, LLCBroker
March 2002 - January 2004 · 1 yr 10 mos
Securian Financial Services, INC.
October 2001 - August 2023 · 21 yrs 10 mos
Rf Advisors LLC
December 1998 - October 2004 · 5 yrs 10 mos
Renaissance Financial Corporate Education LLC
May 1998 - December 2007 · 9 yrs 7 mos
Securian Financial Services, INC.Broker
September 1994 - August 2023 · 28 yrs 11 mos
Equico Securities, INC.Broker
July 1987 - September 1994 · 7 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1987 - September 1994 · 7 yrs 2 mos
State Registrations49 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Keller - Financial Advisor | TrueAdvisor