Mary Jones
Mary Jones is a registered investment advisor at LPL Financial LLC, based in Hot Springs Village, AR, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3880 N Highway 7, Hot Springs Village, AR, 71909
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Regulatory History (1)
Customer Dispute
September 2004Other Business ActivitiesSells Insurance
Mary is involved in several outside business activities. She works at Jones & Associates Inc. doing tax preparation, accounting, and CPA work, and also acts as a landlord for real estate rentals, and is a notary public. Mary is also an insurance agent with AssureSource LLC, selling non-variable insurance products, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Fas Wealth Management Services, INC.Broker
Birchtree Financial Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Robert Thomas Securities, INCBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.