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Gary Wallace

LPL Financial LLC
39 Years of Experience
Bedford, NH
BrokerSells Insurance
View SEC Summary
View SEC Summary

Gary Wallace is a registered investment advisor at LPL Financial LLC, based in Bedford, NH, with 39 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

43 Constitution Dr., Bedford, NH, 03110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gary operates under the DBA Northeast Planning Associates, Inc. He is a registered investment advisor with Northeast Planning Associates, Inc., dedicating minimal time to this role, and sells life, health, long-term care, and fixed annuity insurance products.

Employment History
Current Registrations
LPL Financial LLC
July 2007 - Present · 19 yrs 3 mos
LPL Financial LLCBroker
July 2007 - Present · 19 yrs 3 mos
Northeast Planning Associates, INC.
July 2004 - Present · 22 yrs 3 mos
Previous Registrations
Mutual Service Corporation
November 2003 - September 2004 · 10 mos
Mutual Service CorporationBroker
November 2003 - December 2007 · 4 yrs 1 mo
Veravest Investment Advisors, INC.
January 1994 - November 2003 · 9 yrs 10 mos
Veravest Investments, INC.Broker
August 1987 - November 2003 · 16 yrs 3 mos
State Registrations26 states
AZCACOCTDCFLGAINMAMEMIMSNCNHNMNVNYORRISCTNTXVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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