AB
AB
Anthony Barrese
38 Years of Experience
New Paltz, NY
2 DisclosuresBroker
Anthony Barrese is a registered investment advisor at LPL Financial LLC, based in New Paltz, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
New Paltz, NY
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1992Settled
Customer Dispute
October 1991Settled
Employment History
Current Registrations
LPL Financial LLC
July 2025 - Present · 10 mos
LPL Financial LLCBroker
July 2025 - Present · 10 mos
Previous Registrations
Cadaret Grant & CO INC
September 2008 - July 2025 · 16 yrs 10 mos
Cadaret, Grant & CO., INC.Broker
September 2008 - July 2025 · 16 yrs 10 mos
AXA Advisors, LLC
July 2002 - September 2008 · 6 yrs 2 mos
AXA Advisors, LLCBroker
November 2001 - September 2008 · 6 yrs 10 mos
The Concord Equity Group, LLCBroker
February 1998 - October 2001 · 3 yrs 8 mos
Sandgrain Securities, INC.Broker
June 1997 - February 1998 · 8 mos
Djf Discount Brokers, INC.Broker
July 1995 - March 1998 · 2 yrs 8 mos
Citicorp Investment ServicesBroker
October 1993 - July 1995 · 1 yr 9 mos
Smith Barney Shearson INC.Broker
October 1992 - October 1993 · 1 yr
A. G. Edwards & Sons, INC.Broker
November 1990 - October 1992 · 1 yr 11 mos
Lehman Brothers INC.Broker
October 1988 - December 1990 · 2 yrs 2 mos
Citicorp Financial Services,inc.Broker
August 1987 - September 1988 · 1 yr 1 mo
State Registrations13 states
AZCACTFLGAMAMDNCNJNYPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.