James Rooney is a registered investment advisor at Sapient Capital LLC, based in Indianapolis, IN, with 13 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 933 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sapient Capital's wealth management fee is based on the value of your portfolio and is paid quarterly, in advance. The fee typically ranges up to 1.50% per year, depending on the complexity of your situation and the amount you invest. The minimum annual fee is $10,000, but this may be reduced at Sapient Capital's discretion. Sapient Capital may recommend independent managers, and the total fee, including Sapient Capital's fee and the independent manager's fee, will generally not exceed 2.00% annually.
Location
401 Pennsylvania Pkwy, Suite 100, Indianapolis, IN, 46280
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is an advisory board member with ownership interest in Tramview Capital Management, a real estate private equity firm, and Marlinspike Partners, an aerospace defense private equity firm. He is also a board member with ownership interest in Rivet Campus Media, a media business; each of these activities requires minimal time.
Employment History
Current Registrations
Sapient Capital LLC
Previous Registrations
Corient Capital Partners, LLC
Freestone Capital Management, LLC
State Registrations1 state
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