Michael Riorden
Michael Riorden is a registered investment advisor at LPL Financial LLC, based in Fairport, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1157 Fairport Road, Suite 203, Fairport, NY, 14450
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2005Regulatory
December 1989Regulatory
December 1989Other Business ActivitiesSells Insurance
Michael is a general agent for Upstate Special Risk, selling term insurance products since 2005, dedicating about 10-20% of his time to this activity. He is also a co-director of Ellicottville Fall Lacrosse since 2020, a lacrosse tournament, which takes minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
First Allied Securities, INC.Broker
Josephthal Lyon & Ross IncorporatedBroker
Mathews, Holmquist & Associates, INC.Broker
R.B. Webster Investments, INC.Broker
Princeton Financial Group, INC.Broker
Power Securities CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.