James Dinapoli
James Dinapoli is a registered investment advisor at Osaic Wealth, INC., based in Lake Placid, FL, with 38 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
160 E Interlake Blvd, Lake Placid, FL, 33852
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells insurance based on client needs and works as an investment advisor representative (IAR) under Securities America RIA, dedicating a few hours per week to each. He also serves as Social Director for Charlotte Harbor Parrot Head Club, planning tropical themed parties as fundraisers for local charities, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Aig Financial Advisors, INC.Broker
Aig Financial Advisors, INC.
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
Wachovia Securities Financial Network, INC.Broker
Jw Charles Securities,inc.Broker
Jw Charles Securities, INC.Broker
Josephthal Lyon & Ross IncorporatedBroker
J F Lowe & Company IncorporatedBroker
Greentree Securities CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.