Edmund Broomhead
Edmund Broomhead is a registered investment advisor at Janney Montgomery Scott LLC, based in Warwick, RI, with 38 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
475 Kilvert Street, Suite 330, Warwick, RI, 02886
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Regulatory History (1)
Customer Dispute
June 2007Other Business Activities
Edmund is an assistant lacrosse coach for Barrington High School, coaching both JV and Varsity teams. This activity is compensated and takes about a quarter of his time.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Legg Mason Wood Walker, IncorporatedBroker
A. G. Edwards & Sons, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.