Mark Stivers
Mark Stivers is a registered investment advisor at LPL Financial LLC, based in Shelbyville, KY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
227 Midland Park Suite 3A, Shelbyville, KY, 40065
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2023Other Business Activities
Mark operates his LPL business through Benefit Planning Inc., dedicating about 10-20% of his time. He also conducts seminars through Benefit Planning Inc. and owns rental real estate through DMC, Inc.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Money Concepts Advisory Service
Money Concepts Capital CORPBroker
Money Concepts Capital CORPBroker
Money Concepts Advisory Service
Resource Horizons Investment Advisory, INC.
Resource Horizons Group LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.