Mark Stivers
Mark Stivers is a registered investment advisor at LPL Financial LLC, based in Shelbyville, KY, with 19 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
227 Midland Park Suite 3A, Shelbyville, KY, 40065
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2023Other Business Activities
Mark operates his LPL business through Benefit Planning Inc., dedicating about 10-20% of his time. He also conducts seminars through Benefit Planning Inc. and owns rental real estate through DMC, Inc.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Money Concepts Advisory Service
Money Concepts Capital CORPBroker
Money Concepts Capital CORPBroker
Money Concepts Advisory Service
Resource Horizons Investment Advisory, INC.
Resource Horizons Group LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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