John Holly is a registered investment advisor, based in Boca Raton, FL, with 39 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2424 N Federal Hwy, Ste 400, Boca Raton, FL, 33431
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Regulatory History (1)
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Customer Dispute
July 2022Settled
Other Business Activities
John works full-time as an investment advisor representative (IAR) through Kestra Advisory Services. He also spends full-time as a registered representative and owner officer with Wealth Empowerment Financial Strategies.
Employment History
Current Registrations
Kestra Advisory Services, LLC
October 2024 - Present · 2 yrs
Kestra Investment Services, LLCBroker
October 2024 - Present · 2 yrs
Previous Registrations
B. Riley Wealth ManagementBroker
July 2022 - October 2024 · 2 yrs 3 mos
B. Riley Wealth Advisors, INC.
May 2004 - October 2024 · 20 yrs 5 mos
National Securities CorporationBroker
January 2004 - July 2022 · 18 yrs 6 mos
Summit Financial Group INC
February 2003 - February 2004 · 1 yr
Summit Brokerage Services, INC.Broker
February 2003 - February 2004 · 1 yr
Wachovia Securities Financial Network, INC.
January 2001 - February 2003 · 2 yrs 1 mo
Wachovia Securities Financial Network, INC.Broker
January 2001 - February 2003 · 2 yrs 1 mo
Jwgenesis Securities, INC.Broker
October 1994 - January 2001 · 6 yrs 3 mos
D. Blech & Company, IncorporatedBroker
March 1994 - October 1994 · 7 mos
Thomas James Associates, INC.Broker
July 1992 - March 1994 · 1 yr 8 mos
J. W. Gant & Associates, INC.Broker
September 1987 - July 1992 · 4 yrs 10 mos
State Registrations29 states
ALARAZCACOCTDEFLGAILINKYMAMDMEMINCNJNMNVNYOHPARISCTXVAVirgin IslandsWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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