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CFP
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CFP

Josette Greechan

Oppenheimer & CO. INC.
39 Years of Experience
Stamford, CT
3 DisclosuresBroker
View SEC Summary
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Josette Greechan is a CFP-designated registered investment advisor at Oppenheimer & CO. INC., based in Stamford, CT, with 39 years of industry experience. Josette is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

263 Tresser Blvd, Suite 500, Stamford, CT, 06901

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2017
Final
Employment Separation After Allegations
November 2016
Customer Dispute
September 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Josette co-owns a condo unit in the Dominican Republic through a holding company and another condo unit in Snowmass, Colorado, generating rental income. She also serves as co-trustee of a family trust holding properties in Colorado.

Employment History
Current Registrations
Oppenheimer & CO. INC.
December 2016 - Present · 9 yrs 10 mos
Oppenheimer & CO. INC.
December 2016 - Present · 9 yrs 10 mos
Oppenheimer & CO. INC.Broker
December 2016 - Present · 9 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 1996 - December 2016 · 20 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1987 - December 2016 · 29 yrs 3 mos
State Registrations22 states
CACOCTDCDEFLGAMDMENCNHNJNVNYOHORPASCTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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