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Craig Hodges

38 Years of Experience
2 DisclosuresBroker

Craig Hodges is a registered investment advisor at First Dallas Securities, INC., based in Dallas, TX, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 266 clients with $340M in assets under management.

Compensation
Commission-Based
Firm Size
11 advisors
Number of Clients
266 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$335.7M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

First Dallas Securities does not charge a separate management fee. Instead, they are compensated through commissions and transaction charges when they buy or sell investments for your account. These commissions vary depending on the type of investment (stocks, bonds, or options), the size of the order, and the price of the security. There is also a ticket charge of $13.95 per trade. Mutual funds may also pay First Dallas Securities ongoing fees.

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Location

2905 Maple Ave., Dallas, TX, 75201

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017
Award / Judgment
Customer Dispute
April 2010
Closed-No Action
Other Business Activities

Craig is a board member and investor in VLSIP Technologies, a partner in HCCC, Inc and Basin Springs Properties LTD (family partnerships), and a member of Green Park & Golf Ventures LLC. He also serves on the YMCA of Metropolitan Dallas Investment Foundation Committee and the Board of Directors for the North Texas Crime Commission, dedicating minimal time to each.

Employment History
Current Registrations
First Dallas Securities, INC.
April 2006 - Present · 20 yrs
Hodges Capital Management INC
May 1999 - Present · 26 yrs 11 mos
First Dallas Securities IncorporatedBroker
December 1989 - Present · 36 yrs 4 mos
Previous Registrations
Rauscher Pierce Refsnes, INC.Broker
August 1987 - November 1989 · 2 yrs 3 mos
State Registrations24 states
ALAZCACODCFLGAIAIDKSLAMOMTNCNHNJNMNYOHOKTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Craig Hodges - Financial Advisor | TrueAdvisor