James Pupillo
James Pupillo is a registered investment advisor at Newedge Advisors, based in Scottsdale, AZ, with 38 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 42,946 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NewEdge Advisors manages investments through a wrap fee program. Clients pay a single annual fee, not to exceed 2.50%, which covers investment advice and custodial transaction costs. The fee is calculated based on the value of the account and is billed quarterly in advance. Fees are negotiable. Clients may pay more for the wrap fee service than they would for non-wrap services, depending on their account's trading activity.
Location
16430 N. Scottsdale Road, Suite 200, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2001Other Business ActivitiesSells Insurance
James is a partial owner of LDI MAP, LLC, providing investment management services, and an agent for Intelligence Driven Insurance Solutions, an insurance agency. He also serves as a board member for Help in Healing Home and a finance committee member for Optima-Kierland, while dedicating full-time hours to advisory services through NewEdge Advisors, LLC.
Employment History
Current Registrations
Newedge Advisors
Previous Registrations
Intelligence Driven Advisers, LLC
Ldi-Map LLC
Hightower Advisors, LLC
Hightower Advisors, LLC
Hightower Securities, LLCBroker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.