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Brian Solomon is a registered investment advisor, based in Austin, TX, with 38 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
Get directionsHistory
Regulatory History (2)
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Customer Dispute
November 2023Withdrawn
Customer Dispute
December 2005Settled
Other Business ActivitiesSells Insurance
Brian is the 100% owner of Solomon Wealth Management, a DBA used to market securities, advisory, and insurance business, dedicating about a quarter of his time. He also serves as a board member for the Boys and Girls Club of San Dieguito, spending minimal time, and is involved in property management and tax preparation/accounting.
Employment History
Current Registrations
Kestra Investment Services, LLC
June 2025 - Present · 1 yr 1 mo
Kestra Investment Services, LLCBroker
June 2025 - Present · 1 yr 1 mo
Kestra Advisory Services, LLC
June 2025 - Present · 1 yr 1 mo
Previous Registrations
Independent Financial Group, LLC
October 2005 - June 2025 · 19 yrs 8 mos
Independent Financial Group, LLCBroker
March 2005 - June 2025 · 20 yrs 3 mos
Independent Financial Group, LLC
March 2005 - October 2005 · 7 mos
Sentra Securities CORP
March 2004 - April 2005 · 1 yr 1 mo
Sentra Securities CorporationBroker
November 2003 - April 2005 · 1 yr 5 mos
Linsco/private Ledger CORP.
May 2003 - November 2003 · 6 mos
Linsco/private Ledger CORP.Broker
June 2002 - November 2003 · 1 yr 5 mos
Financial Network Investment CorporationBroker
March 2002 - June 2002 · 3 mos
Sentra Securities CorporationBroker
February 2000 - March 2002 · 2 yrs 1 mo
Copeland Equities, INC.Broker
July 1996 - January 2000 · 3 yrs 6 mos
Linsco/private Ledger CORP.Broker
January 1994 - August 1996 · 2 yrs 7 mos
The Variable Annuity Marketing CompanyBroker
October 1987 - January 1994 · 6 yrs 3 mos
State Registrations13 states
AZCACOFLMOMTNVNYOKORTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.