Carole Browne is a registered investment advisor at Wealthspire Retirement Advisory, based in Warrington, PA, with 14 years of industry experience. Carole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,532 clients with $39B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.60% |
Fees range from 0.25% to 1.60% based on the nature of the services, portfolio composition, and rebalancing frequency. Rates are negotiable.
Fee Estimator
Location
2600 Kelly Road, Suite 130, Warrington, PA, 18976
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carole is the 100% owner of a rental property in North Wales, PA, purchased in 2011 and rented since 2013. She spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Wealthspire Retirement Advisory
Previous Registrations
Oneamerica Securities, INC.Broker
Diversified Investors Securities CORP.Broker
Transamerica Securities Sales CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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