GL
ChFC
GL
ChFC
Gregg Lentz is a ChFC-designated registered investment advisor, based in West End, WI, with 39 years of industry experience. Gregg is also registered as a broker, so some compensation may come from commissions on products sold.
Location
West End, WI
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Regulatory History (5)
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Customer Dispute
September 2019Settled
Customer Dispute
August 2012Settled
Employment Separation After Allegations
February 2008Customer Dispute
February 2005Denied
Customer Dispute
July 2002Closed-No Action
Other Business ActivitiesSells Insurance
Gregg is an agent for Gregg S Lentz & Associates, offering fixed insurance and annuities since 1987. He dedicates a few hours per week to creating solutions for clients needing these products.
Employment History
Current Registrations
Arkadios CapitalBroker
May 2018 - Present · 8 yrs 5 mos
Arkadios Wealth Advisors
May 2018 - Present · 8 yrs 5 mos
Previous Registrations
Triad Advisors, LLC
January 2016 - May 2018 · 2 yrs 4 mos
Triad Advisors LLCBroker
January 2016 - May 2018 · 2 yrs 4 mos
Investors Capital CORP.Broker
January 2013 - February 2016 · 3 yrs 1 mo
Investors Capital Advisory
January 2013 - February 2016 · 3 yrs 1 mo
Questar Asset Management, INC.
March 2008 - February 2013 · 4 yrs 11 mos
Questar Capital CorporationBroker
February 2008 - February 2013 · 5 yrs
Pruco Securities, LLC.Broker
August 1987 - March 2008 · 20 yrs 7 mos
State Registrations17 states
ARAZCACOCTFLGAILMNNCOHSCTXVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.