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Bradley Waznik

LPL Financial LLC
39 Years of Experience
Superior, WI
1 DisclosureBroker
View SEC Summary
View SEC Summary

Bradley Waznik is a registered investment advisor at LPL Financial LLC, based in Superior, WI, with 39 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1401 Tower Ave Ste 205, Superior, WI, 54880

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bradley operates Waznik Heike Group, LLC, a DBA for his LPL business, dedicating about half of his time to it. He also owns multiple real estate rental properties and business entities for tax and accounting purposes, requiring minimal time commitment.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2025 - Present · 1 yr 6 mos
LPL Financial LLC
April 2025 - Present · 1 yr 6 mos
Previous Registrations
Osaic Wealth, INC.
January 2024 - May 2025 · 1 yr 4 mos
Osaic Wealth, INC.Broker
January 2024 - May 2025 · 1 yr 4 mos
Woodbury Financial Services, INC.Broker
June 2004 - January 2024 · 19 yrs 7 mos
Woodbury Financial Services, INC.
June 2004 - January 2024 · 19 yrs 7 mos
RBC Dain Rauscher INC.
February 2000 - June 2004 · 4 yrs 4 mos
RBC Dain Rauscher INC.Broker
March 1998 - June 2004 · 6 yrs 3 mos
Dain Rauscher IncorporatedBroker
June 1996 - March 1998 · 1 yr 9 mos
M&i Brokerage Services, INC.Broker
October 1994 - June 1996 · 1 yr 8 mos
Norwest Investment Services, INC.Broker
March 1993 - October 1994 · 1 yr 7 mos
Investment Centers of America, INC.Broker
December 1990 - March 1993 · 2 yrs 3 mos
American Express Financial Advisors INC.Broker
October 1988 - February 1991 · 2 yrs 4 mos
Ids Life Insurance CompanyBroker
October 1988 - February 1991 · 2 yrs 4 mos
First Bankers Securities CorporationBroker
August 1988 - August 1988 · 0 mos
American Express Financial Advisors INC.Broker
September 1987 - February 1991 · 3 yrs 5 mos
State Registrations34 states
AKALAZCACOFLGAIAIDILINKSLAMDMEMIMNMSNCNENVNYOHOKORSCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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