James Dryden is a registered investment advisor at Wells Fargo Advisors, based in Westlake Village, CA, with 36 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
200 N Westlake Blvd, Ste 202, Westlake Village, CA, 91362
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James owns a photography business since 2012, dedicating a few hours per week. He also has ownership stakes in Deerhill Capital Management, Inc. and Westlake Private Wealth Management LP, spending full-time at the latter.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Vision Investment Services, INC.Broker
Northern Trust Securities, INC
Northern Trust Securities, INC.Broker
Ba Investment Services, INC.Broker
Ba Investment Services, INC.Broker
Gna Securities, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.