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Kathy Wilson

Ameriprise Financial Services, LLC
34 Years of Experience
Huntsville, AL
1 DisclosureBroker
View SEC Summary
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Kathy Wilson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Huntsville, AL, with 34 years of industry experience. Kathy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7500 Memorial Pkwy SW, Ste 215-S, Huntsville, AL, 35802

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2024
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2024 - Present · 2 yrs
Ameriprise Financial Services, LLC
October 2024 - Present · 2 yrs
Ameriprise Financial Services, LLCBroker
October 2024 - Present · 2 yrs
Previous Registrations
First Command Advisory Services
December 2018 - October 2024 · 5 yrs 10 mos
First Command Brokerage Services, INC.Broker
September 2018 - October 2024 · 6 yrs 1 mo
Lincoln Financial Advisors Corporation
November 2009 - February 2014 · 4 yrs 3 mos
Lincoln Financial Advisors CorporationBroker
November 2009 - February 2014 · 4 yrs 3 mos
Colonial Asset Management INC
January 2009 - October 2009 · 9 mos
Colonial Brokerage, INC.Broker
January 2009 - October 2009 · 9 mos
CUNA Brokerage Services, INC.
May 2001 - November 2008 · 7 yrs 6 mos
CUNA Brokerage Services, INC.Broker
September 1994 - November 2008 · 14 yrs 2 mos
Prudential Securities IncorporatedBroker
April 1992 - August 1994 · 2 yrs 4 mos
Pruco Securities CorporationBroker
November 1990 - April 1992 · 1 yr 5 mos
The Prudential Insurance Company of AmericaBroker
November 1990 - April 1992 · 1 yr 5 mos
Central Brokerage Services, INC.Broker
November 1989 - November 1990 · 1 yr
Pamco Securities and Insurance ServicesBroker
November 1987 - September 1989 · 1 yr 10 mos
Marshall & CO. Securities, INC.Broker
August 1987 - November 1987 · 3 mos
State Registrations2 states
ALFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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