FM
FM

Fred Ray Mcewen

25 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningCharitable GivingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
61 advisors
Number of Clients
3,191 clients
Average Client Portfolio
$201K average
Assets Under Management
$640.8M

Fee Structure

Minimum Investment:None
Financial Planning:Included in AUM fee
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Location

1230 E. Diehl Road, Suite 106, Naperville, IL, 60563

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Fred is a deacon and trustee at Zion Hill Missionary Baptist Church, spending about 10-20% of his time on these roles. He also works as a driver for Uber, dedicating about a quarter of his time.

Employment History
Current Registrations
Tucker Asset Management LLC
July 2019 - Present · 6 yrs 7 mos
Previous Registrations
Prudential Financial Planning Services
September 2017 - August 2018 · 11 mos
Pruco Securities, LLC.Broker
September 2017 - August 2018 · 11 mos
Waddell & Reed
September 2016 - August 2017 · 11 mos
Waddell & ReedBroker
September 2016 - August 2017 · 11 mos
VALIC Financial Advisors, INC.Broker
January 2013 - September 2016 · 3 yrs 8 mos
VALIC Financial Advisors, INC.
January 2013 - September 2016 · 3 yrs 8 mos
Metlife Securities INC.
May 2009 - January 2013 · 3 yrs 8 mos
Metlife Securities INC.Broker
November 2008 - January 2013 · 4 yrs 2 mos
Farmers Financial Solutions, LLCBroker
October 2004 - November 2008 · 4 yrs 1 mo
Banc One Securities Corporation
October 2002 - October 2003 · 1 yr
Banc One Securities CorporationBroker
October 2002 - October 2003 · 1 yr
H&r Block Financial Advisors, INC.Broker
April 2002 - October 2002 · 6 mos
UBS Painewebber INC.Broker
May 2000 - February 2002 · 1 yr 9 mos
Waddell & Reed, INC.Broker
November 1990 - December 1991 · 1 yr 1 mo
Pruco Securities CorporationBroker
August 1988 - January 1989 · 5 mos
The Prudential Insurance Company of AmericaBroker
August 1988 - January 1989 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1987 - June 1988 · 9 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.