Michael Pultro
Michael Pultro is a registered investment advisor at LPL Financial LLC, based in New Britain, PA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
New Britain, PA
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2015Customer Dispute
July 2002Other Business Activities
Michael operates Pultro Financial Management as a DBA for his LPL business, dedicating about a quarter of his time. He also owns MPultro Investments LLC, a real estate rental business, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Mutual Service Corporation
Mutual Service CorporationBroker
First Advisors, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
United Securities Alliance, INC.Broker
PFS Investments INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.