Brian Kerrigan
Brian Kerrigan is a CFA-designated registered investment advisor at LPL Financial LLC, based in Olympia, WA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1603 Cooper Point Rd. Nw, Olympia, WA, 98502-8325
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian sells non-variable insurance, including term and life insurance, dedicating minimal time to this activity. He also operates under several DBAs for his LPL business and Financial Advocates Investment Management, spending about half his time on the latter, providing financial plans and advice. Brian also prepares tax returns, dedicating about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Financial Advocates Investment Management
Financial Advocates Advisory Services, LLC
LPL Financial LLC
First Montauk Securities CORP.
First Montauk Securities CORP.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Sunset Financial Services, INC.Broker
Nr Smith & Associates, P.S.
Princor Financial Services CorporationBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.