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William Franca

Silver Oak Securities, INC.
36 Years of Experience
Brentwood, TN
BrokerSells Insurance
View SEC Summary
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William Franca is a registered investment advisor at Silver Oak Securities, INC., based in Brentwood, TN, with 36 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 8,746 clients with $2.4B in assets under management.

Silver Oak Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
165 advisors
Number of Clients
8,746 clients
Average Client Portfolio
$280K average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum advisor fee is 2.0% of assets. Fees are negotiable between you and your financial professional. Accounts also incur a platform fee consisting of $45 annually plus an asset-based fee between 0.05% and 0.25%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

205 Powell Place, Suite 358, Brentwood, TN, 37027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

William is the owner of Vision Asset Management, a registered investment advisor in Tennessee, dedicating full-time hours to it. He is also a partner in Vision401k and Rafferty Asset Management as a passive investor, and a partner in Vision Financial for insurance/marketing, spending minimal time on it.

Employment History
Current Registrations
Silver Oak Securities, INC.
March 2016 - Present · 10 yrs 7 mos
Silver Oak Securities, IncorporatedBroker
March 2014 - Present · 12 yrs 7 mos
Vision401k
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Rafferty Capital Markets, LLCBroker
January 2006 - August 2013 · 7 yrs 7 mos
Clarendon Insurance Agency, INC.Broker
December 2002 - December 2004 · 2 yrs
Keyport Financial Services CORP.Broker
July 2002 - January 2003 · 6 mos
Mfs/sun Life Financial Distributors, INC.Broker
September 1998 - December 2004 · 6 yrs 3 mos
New England SecuritiesBroker
July 1997 - April 1998 · 9 mos
Wood Logan Associates, INC.Broker
June 1995 - July 1996 · 1 yr 1 mo
Amsouth Investment Services, INC.Broker
January 1995 - May 1995 · 4 mos
American Capital Marketing, INC.Broker
August 1994 - December 1994 · 4 mos
Transamerica Fund Distributors, INC.Broker
October 1993 - July 1994 · 9 mos
Glenfed Brokerage ServicesBroker
January 1990 - September 1993 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1987 - January 1990 · 2 yrs 4 mos
State Registrations3 states
FLKYTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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