William Franca
William Franca is a registered investment advisor at Silver Oak Securities, INC., based in Brentwood, TN, with 35 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
205 Powell Place, Suite 358, Brentwood, TN, 37027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is the owner of Vision Asset Management, a registered investment advisor in Tennessee, dedicating full-time hours to it. He is also a partner in Vision401k and Rafferty Asset Management as a passive investor, and a partner in Vision Financial for insurance/marketing, spending minimal time on it.
Employment History
Current Registrations
Silver Oak Securities, INC.
Silver Oak Securities, IncorporatedBroker
Vision401k
Previous Registrations
Rafferty Capital Markets, LLCBroker
Clarendon Insurance Agency, INC.Broker
Keyport Financial Services CORP.Broker
Mfs/sun Life Financial Distributors, INC.Broker
New England SecuritiesBroker
Wood Logan Associates, INC.Broker
Amsouth Investment Services, INC.Broker
American Capital Marketing, INC.Broker
Transamerica Fund Distributors, INC.Broker
Glenfed Brokerage ServicesBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.