Stephen Galli
Stephen Galli is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 23 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
45 Rockefeller Plaza, Suite 2000, New York, NY, 10111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is involved in several business activities, including executive coaching and development, real estate investments, and investing in a tech startup. He also sells insurance products as a financial advisor and is a partner at Wealthspring Financial Partners LLC, dedicating significantly more than full-time hours to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
Morgan Stanley & CO., IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Salomon Smith Barney INC.Broker
Salomon Brothers INC.Broker
Nylife Distributors INC.Broker
Colonial Investment ServicesBroker
Scudder Investor Services, INC.Broker
State Registrations17 states
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