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Curtis Willardson

LPL Financial LLC
38 Years of Experience
Lehi, UT
1 DisclosureBroker
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Curtis Willardson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lehi, UT, with 38 years of industry experience. Curtis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Lehi, UT

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2014
Denied
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Other Business Activities

Curtis is involved with Curtis Willardson Investments, LLC (business entity for tax/investment purposes), Willardson Asset Protection Trust (trustee), and Willy Fam, L.L.C. (real estate rental). He also works full-time for Summit Point Wealth Management as a DBA for LPL Business.

Employment History
Current Registrations
LPL Financial LLC
October 2022 - Present · 4 yrs
LPL Financial LLCBroker
October 2022 - Present · 4 yrs
Previous Registrations
Beneficial Investment Services, INC.Broker
April 2006 - March 2008 · 1 yr 11 mos
Cetera Advisor Networks LLC
May 2003 - October 2022 · 19 yrs 5 mos
Cetera Advisor Networks LLCBroker
April 2003 - October 2022 · 19 yrs 6 mos
CUNA Brokerage Services, INC.
May 2001 - May 2003 · 2 yrs
CUNA Brokerage Services, INC.Broker
September 1995 - May 2003 · 7 yrs 8 mos
Advantage Capital CorporationBroker
August 1994 - September 1995 · 1 yr 1 mo
Travelers Equities Sales, INC.Broker
March 1994 - August 1994 · 5 mos
Princor Financial Services CorporationBroker
November 1988 - April 1994 · 5 yrs 5 mos
Nylife Securities INC.Broker
October 1987 - October 1988 · 1 yr
State Registrations3 states
CAIDUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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