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Warren Scott
38 Years of Experience
Memphis, TN
2 DisclosuresBroker
Warren Scott is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1100 Ridgeway Loop Road, Memphis, TN, 38120
Get directionsHistory
Regulatory History (2)
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Customer Dispute
July 2011Settled
Customer Dispute
February 2011Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2025 - Present · 1 yr 1 mo
Raymond James & Associates, INC.Broker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
B. Riley Wealth Advisors, INC.
July 2022 - May 2025 · 2 yrs 10 mos
B Riley Wealth Management
May 2010 - December 2022 · 12 yrs 7 mos
B. Riley Wealth ManagementBroker
May 2010 - May 2025 · 15 yrs
Morgan Keegan & Company, INC.
January 2004 - May 2010 · 6 yrs 4 mos
Morgan Keegan & Company, INC.Broker
June 1988 - May 2010 · 21 yrs 11 mos
Brenner Steed, INC.Broker
September 1987 - December 1987 · 3 mos
State Registrations11 states
ALARDCFLGALAMSORTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.