Mark Loftus is a CFP-designated registered investment advisor, based in Downers Grove, IL, with 38 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1901 Butterfield Rd, Suite 100, Downers Grove, IL, 60515
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Regulatory History (3)
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Customer Dispute
November 2002Denied
Customer Dispute
May 2002Denied
Customer Dispute
March 1995Settled
Other Business Activities
Mark is involved in several business entities related to his wealth management practice. These include Independent Wealth Partners, Loftus & Preusser Wealth Partners, Loftus Group LLC, and MSL Enterprises, Inc., taking up about half of Mark's time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
October 2018 - Present · 8 yrs
Raymond James Financial Services Advisors, INC
October 2018 - Present · 8 yrs
Previous Registrations
Morgan Stanley
June 2009 - October 2018 · 9 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2018 · 9 yrs 4 mos
Citigroup Global Markets INC.Broker
May 2009 - June 2009 · 1 mo
Citigroup Global Markets INC.
May 2009 - June 2009 · 1 mo
Wells Fargo Advisors, LLC
May 2003 - May 2009 · 6 yrs
Wachovia Securities, LLCBroker
October 1998 - May 2009 · 10 yrs 7 mos
Dean Witter Reynolds INC.Broker
October 1987 - October 1998 · 11 yrs
State Registrations37 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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