Steven Spence
Steven Spence is a registered investment advisor at LPL Financial LLC, based in Labelle, FL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
110 E Washington Ave, Labelle, FL, 33935
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2009Employment Separation After Allegations
April 1996Customer Dispute
February 1996Other Business ActivitiesSells Insurance
Steven owns a cattle farm since 1995, dedicating a few hours per week. He also works as an attorney since 2010, nearly full-time, and sells fixed annuities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial CorporationBroker
Intersecurities, INC.Broker
High Mark Securities, INC.Broker
Ascend Financial Services, INC.Broker
Jackson National Financial Services, INC.Broker
Pruco Securities CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.