BM
BM
Bruno Mazzotta is a registered investment advisor at Morgan Stanley, based in Boston, MA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
28 State Street 26th Floor, Boston, MA, 02109
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Regulatory History (2)
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Customer Dispute
March 2002Closed-No Action
Customer Dispute
April 1992Settled
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
June 1992 - June 2009 · 17 yrs
Prudential Securities IncorporatedBroker
November 1989 - June 1992 · 2 yrs 7 mos
Shearson Lehman Hutton INC.Broker
February 1988 - December 1989 · 1 yr 10 mos
E. F. Hutton & Company INCBroker
October 1987 - February 1988 · 4 mos
State Registrations37 states
ALAZCACOCTDCFLGAILINKSLAMAMDMEMIMNMOMSNCNHNJNMNYOHOKORPARISCSDTNTXVAVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.