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KG
CFP · ChFC
KG
CFP · ChFC

Katherine Grusy

Edward Jones
37 Years of Experience
Goshen, IN
Broker
View SEC Summary
View SEC Summary

Katherine Grusy is a CFP, ChFC-designated registered investment advisor at Edward Jones, based in Goshen, IN, with 37 years of industry experience. Katherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24078 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

21767 Omega Ct, Suite B, Goshen, IN, 46528

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Katherine is involved in several outside business activities. She performs bookkeeping for JK Industrial Controls Inc and JK Farms Gridley, LLC, dedicating minimal time and about 10-20% of her time respectively, and is a partner in Up North Retreat, LLC and JK Rentals Mauck, LLC, spending minimal time on each.

Employment History
Current Registrations
Edward Jones
November 2006 - Present · 19 yrs 11 mos
Edward JonesBroker
November 2006 - Present · 19 yrs 11 mos
Previous Registrations
Uvest Financial Services Group, INC.Broker
October 2005 - November 2006 · 1 yr 1 mo
Uvest Financial Services Group, INC.
October 2005 - November 2006 · 1 yr 1 mo
Invest Financial CorporationBroker
August 2001 - October 2005 · 4 yrs 2 mos
Proequities, INC.Broker
May 1991 - November 2000 · 9 yrs 6 mos
American Express Financial Advisors INC.Broker
October 1987 - February 1991 · 3 yrs 4 mos
State Registrations20 states
ALARAZCAFLGAILINLAMDMIMNMONCNJOHORTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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