Bruce Stein is a registered investment advisor at Bas Capital, based in Collierville, TN, with 25 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 44 clients with $80M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1M+ | 1.00% |
Fees may be negotiated for client accounts, and the assets of accounts within each household may be aggregated for purposes of determining the fees. BAS Capital may charge performance-based fees to qualified clients of 10% based on benchmark performance or a high watermark.
Fee Estimator
Location
Collierville, TN
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
May 2009Customer Dispute
September 2002Employment History
Current Registrations
Bas Capital
Previous Registrations
Raymond James & Associates, INC.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.