James Concannon is a CFA, CFP-designated registered investment advisor at Goelzer Investment Management, based in Carmel, IN, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Athletes & Entertainers, Business Owners, Charitable Giving, and 7 more. Their firm serves 695 clients with $4.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Private client fees generally range from 0.50% to 1.50% of assets under management with a standard annual minimum fee of $10,000. Institutional client fees range from 0.10% to 0.75%. Fees are negotiable.
Fee Estimator
Location
10 East Main Street, Suite 110, Carmel, IN, 46032
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Goelzer Investment Management
Previous Registrations
Banc One Securities Corporation
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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