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Paul King

38 Years of Experience
Minnetonka, MN
Broker

Paul King is a registered investment advisor at RBC Capital Markets, LLC, based in Minnetonka, MN, with 38 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

601 Carlson Parkway, Suite 500, Minnetonka, MN, 55305-5208

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul serves on the board of directors for Maple Grove Lutheran Foundation, a non-profit organization, since 2007. He dedicates minimal time to leading fundraising and disbursements.

Employment History
Current Registrations
RBC Capital Markets, LLC
December 2005 - Present · 20 yrs 5 mos
RBC Capital Markets, LLCBroker
December 2002 - Present · 23 yrs 5 mos
RBC Capital Markets, LLC
December 2002 - Present · 23 yrs 5 mos
Previous Registrations
Salomon Smith Barney INC.Broker
September 1997 - December 2002 · 5 yrs 3 mos
Piper Jaffray INC.Broker
September 1987 - October 1997 · 10 yrs 1 mo
State Registrations26 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul King - Financial Advisor | TrueAdvisor