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Seymour Williams

Lifemark Securities CORP.
37 Years of Experience
Pearl River, NY
BrokerSells Insurance
View SEC Summary
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Seymour Williams is a CFP-designated registered investment advisor at Lifemark Securities CORP., based in Pearl River, NY, with 37 years of industry experience. Seymour is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,053 clients with $420M in assets under management.

Lifemark Securities CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
80 advisors
Number of Clients
1,053 clients
Average Client Portfolio
$404K average
Assets Under Management
$424.9M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Representative fees generally range from 0.35% to 0.5% based on asset level, up to a maximum of 2.0%. Total client fees may exceed 2.0% depending on program selection and third-party manager fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

One Blue Hill Plaza, #1509-75, Pearl River, NY, 10965

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Seymour operates under the DBA Accountable Financial Management Corp. Seymour is a tax preparer, independent insurance agent selling life, health, and P&C products, mortgage broker, and real estate broker; each activity takes about 10-20% of his time.

Employment History
Current Registrations
Lifemark Securities CORP.Broker
October 2021 - Present · 5 yrs
Lifemark Securities CORP.
October 2021 - Present · 5 yrs
Previous Registrations
Sunstreet Securities, LLCBroker
October 2010 - October 2021 · 11 yrs
Genworth Financial Securities CorporationBroker
October 2005 - August 2010 · 4 yrs 10 mos
Genworth Financial Advisers Corporation
October 2005 - August 2010 · 4 yrs 10 mos
C.J.M. Asset Management, LLC
June 2004 - October 2005 · 1 yr 4 mos
C. J. M. Planning CORP.Broker
May 2004 - October 2005 · 1 yr 5 mos
Metlife Securities INC.Broker
December 2003 - April 2004 · 4 mos
Metropolitan Life Insurance CompanyBroker
December 2003 - April 2004 · 4 mos
C. J. M. Planning CORP.Broker
May 2003 - December 2003 · 7 mos
North Ridge Securities CORP.Broker
April 1997 - February 2003 · 5 yrs 10 mos
Jaron Equities CORP.Broker
April 1991 - April 1997 · 6 yrs
Global Capital Securities, INC.Broker
June 1988 - June 1992 · 4 yrs
Nathan & Lewis Securities, INC.Broker
June 1988 - June 1988 · 0 mos
Nylife Securities INC.Broker
April 1988 - May 1988 · 1 mo
State Registrations6 states
ALFLNJNYPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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