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Patrick Tiernan

Ameriprise Financial Services, LLC
38 Years of Experience
Melville, NY
1 DisclosureBroker
View SEC Summary
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Patrick Tiernan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Melville, NY, with 38 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Broadhollow Rd, Ste 302, Melville, NY, 11747

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1998
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 6 mos
Ameriprise Financial Services, LLCBroker
December 2016 - Present · 9 yrs 10 mos
Ameriprise Financial Services, LLC
December 2016 - Present · 9 yrs 10 mos
Previous Registrations
Ameriprise Financial Services, INC.
January 2018 - December 2018 · 11 mos
Ameriprise Financial Services, INC.
December 2016 - December 2017 · 1 yr
Wells Fargo Advisors
December 2011 - December 2016 · 5 yrs
Wells Fargo AdvisorsBroker
February 2001 - December 2016 · 15 yrs 10 mos
Janney Montgomery Scott LLCBroker
August 1998 - February 2001 · 2 yrs 6 mos
Prudential Securities IncorporatedBroker
July 1994 - August 1998 · 4 yrs 1 mo
Josephthal Lyon & Ross IncorporatedBroker
May 1990 - July 1994 · 4 yrs 2 mos
Vanderbilt Securities, INC.Broker
January 1990 - May 1990 · 4 mos
J. T. Moran & CO., INC.Broker
May 1988 - February 1990 · 1 yr 9 mos
Sherwood Capital, INC.Broker
March 1988 - May 1988 · 2 mos
State Registrations27 states
ALAZCACOCTDEFLGAILINMAMDMIMNMONCNDNHNJNYOHPARISCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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