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Patrick Tiernan

37 Years of Experience
Melville, NY
1 DisclosureBroker

Patrick Tiernan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Melville, NY, with 37 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

200 Broadhollow Rd, Ste 302, Melville, NY, 11747

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History

Regulatory History (1)
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Customer Dispute
October 1998
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 1 mo
Ameriprise Financial Services, LLCBroker
December 2016 - Present · 9 yrs 5 mos
Ameriprise Financial Services, LLC
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.
January 2018 - December 2018 · 11 mos
Ameriprise Financial Services, INC.
December 2016 - December 2017 · 1 yr
Wells Fargo Advisors
December 2011 - December 2016 · 5 yrs
Wells Fargo AdvisorsBroker
February 2001 - December 2016 · 15 yrs 10 mos
Janney Montgomery Scott LLCBroker
August 1998 - February 2001 · 2 yrs 6 mos
Prudential Securities IncorporatedBroker
July 1994 - August 1998 · 4 yrs 1 mo
Josephthal Lyon & Ross IncorporatedBroker
May 1990 - July 1994 · 4 yrs 2 mos
Vanderbilt Securities, INC.Broker
January 1990 - May 1990 · 4 mos
J. T. Moran & CO., INC.Broker
May 1988 - February 1990 · 1 yr 9 mos
Sherwood Capital, INC.Broker
March 1988 - May 1988 · 2 mos
State Registrations27 states
ALAZCACOCTDEFLGAILINMAMDMIMNMONCNDNHNJNYOHPARISCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.