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William Rand

4 Years of Experience
Oyster Bay, NY

William Rand is a registered investment advisor at Cloud Peak Advisors, based in Oyster Bay, NY, with 4 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 2 clients with $150K in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$153K
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Location

Oyster Bay, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

William is the principal/owner of the Law Office of William Coudert Rand, providing legal services since 2001. He dedicates nearly full-time hours to this business, about 5 hours each day during trading hours.

Employment History
Current Registrations
Cloud Peak Advisors
October 2021 - Present · 4 yrs 7 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.