TrueAdvisor
TrueAdvisor
FG
FG

Franklin Garcia

Hamilton-Bates Investment Research, INC.
31 Years of Experience
Yorba Linda, CA
View SEC Summary
View SEC Summary

Franklin Garcia is a registered investment advisor at Hamilton-Bates Investment Research, INC., based in Yorba Linda, CA, with 31 years of industry experience. Franklin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 254 clients with $61M in assets under management.

Hamilton-Bates Investment Research, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
10 advisors
Number of Clients
254 clients
Average Client Portfolio
$242K average
Assets Under Management
$61.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.50%
$500K - $1.0M1.25%
$1M+1.00%

Rates shown are for Individual Portfolio Management. Model Portfolio Management has slightly lower rates for the under $250,000 tier at 1.75%. Fees are not negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Yorba Linda, CA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Hamilton-Bates Investment Research, INC.
November 2025 - Present · 11 mos
Previous Registrations
Harvest Investment Services, LLC
May 2015 - July 2018 · 3 yrs 2 mos
Investment Advisors
February 2014 - August 2018 · 4 yrs 6 mos
Hamilton-Bates Investment Research, INC.
May 2012 - May 2012 · 0 mos
Proequities, INC.Broker
July 2009 - October 2018 · 9 yrs 3 mos
Wedbush Morgan Securities INC.Broker
July 2007 - July 2009 · 2 yrs
Brookstreet Securities CorporationBroker
April 2006 - July 2007 · 1 yr 3 mos
Transamerica Financial Advisors, INC.Broker
March 1988 - April 2006 · 18 yrs 1 mo
Transamerica Securities Sales CorporationBroker
March 1988 - August 1995 · 7 yrs 5 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Yorba Linda, CA →All financial advisors in California →