NP
NP

Nicolaas Pronk

38 Years of Experience
Boca Raton, FL
11 DisclosuresBroker

Nicolaas Pronk is a registered investment advisor at Noble Capital Management, INC., based in Boca Raton, FL, with 38 years of industry experience. Nicolaas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 22 clients with $10M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
22 clients
Average Client Portfolio
$455K average
Assets Under Management
$10.0M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.75%
$100K - $250K2.50%
$250K - $500K2.25%
$500K - $750K2.00%
$750K - $1000K1.75%
$1.0M - $3.0M1.38%
$3M+1.00%

Fee is negotiable depending on individual client circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

951 Yamato Road Suite 210, Boca Raton, FL, 33431

Get directions

History

Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2016
Final
Customer Dispute
February 2003
Settled
Customer Dispute
December 1997
Settled
Customer Dispute
June 1997
Settled
Customer Dispute
February 1997
Settled
Customer Dispute
December 1996
Settled
Customer Dispute
November 1996
Settled
Customer Dispute
October 1996
Settled
Customer Dispute
September 1996
Settled
Customer Dispute
November 1995
Settled
Customer Dispute
May 1995
Settled
Other Business Activities

Nicolaas is involved in several real estate investment LLCs (Carolina Vision Investments II, III, IV LLC, Charlotte Development Partners, LLC, and Dutch American Properties, LLC), dedicating minimal time to each. He is also the President of Noble Capital Management, Inc., a registered investment advisor, and an investor/chairman for Privaira, Sky One Aviation LLC, and Sky One Holdings LLC, spending a few hours per week on each.

Employment History
Current Registrations
Noble Capital Management, INC.
May 1997 - Present · 29 yrs
Noble Capital Markets, INC.Broker
February 1988 - Present · 38 yrs 3 mos
Previous Registrations
International Assets Advisory CorporationBroker
April 1989 - March 1991 · 1 yr 11 mos
State Registrations3 states
CTFLNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.