Robert Guy
Robert Guy is a registered investment advisor at Tax & Investment Advisors, based in Newburyport, MA, with 37 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 228 clients with $97M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.00% |
| $1.0M - $3.0M | 0.95% |
| $3M+ | 0.90% |
Fees are negotiable based upon certain criteria.
Fee Estimator
Location
29 Water Street, Suite 302, Newburyport, MA, 01950
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2021Employment Separation After Allegations
March 1995Other Business ActivitiesSells Insurance
Robert is the President of TIA Insurance Services LLC, where he sells insurance, dedicating about a quarter of his time. He is also involved with financial education through the American Financial Education Alliance and the Society of Financial Awareness, and is writing financial education books, spending minimal time on each of these activities.
Employment History
Current Registrations
Tax & Investment Advisors
Previous Registrations
Creativeone Wealth, LLC
Ae Wealth Management, LLC
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Householder Group Estate & Retirement Specialists
LPL Financial LLC
LPL Financial LLCBroker
Securities Service Network, INC.Broker
Commonwealth Equity Services, INC.Broker
Robert Thomas Securities, INCBroker
Linsco/private Ledger CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.