ST
CFP
ST
CFP
Samuel Torrez is a CFP-designated registered investment advisor, based in Aurora, CO, with 38 years of industry experience.
Location
Cherry Creek Place I 3131 S. Vaughn Way, Suite 210, Aurora, CO, 80014
Get directionsHistory
Regulatory History (4)
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Customer Dispute
April 2009Denied
Customer Dispute
January 2009Denied
Customer Dispute
May 2002Settled
Customer Dispute
April 2002Closed-No Action
Other Business ActivitiesSells Insurance
Samuel is an independent insurance agent for various independent insurance agencies. He also serves as President of J and S Enterprises, Inc., an S corporation, and spends full-time as an advisory representative of a RIA at CIRA and as an IAR at Cambridge Investment Research.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
January 2009 - Present · 17 yrs 4 mos
Cambridge Investment Research Advisors, INC.
January 2009 - Present · 17 yrs 4 mos
Previous Registrations
Rmin Securities, INC.
January 2005 - December 2008 · 3 yrs 11 mos
Rmin Securities, INC.Broker
January 2004 - January 2009 · 5 yrs
Princor Financial Services Corporation
October 2001 - December 2003 · 2 yrs 2 mos
Princor Financial Services CorporationBroker
May 2001 - December 2003 · 2 yrs 7 mos
Pruco Securities CorporationBroker
September 1987 - May 2001 · 13 yrs 8 mos
State Registrations10 states
AZCACOILMDMONCOHTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.